SEC Form 4 · accession 0001190251-17-000001
ICU MEDICAL INC/DE · ICUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Saucedo
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 8, 2017 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | X | 1,400 | $32.07 | A | 3,748 | D | |
| Common Stock | Mar 8, 2017 | S | 1,400 | $149.555 | D | 2,348 | D | |
| Common Stock | Mar 8, 2017 | X | 100 | $32.07 | A | 2,448 | D | |
| Common Stock | Mar 8, 2017 | S | 100 | $149.60 | D | 2,348 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $32.07 | Mar 8, 2017 | X | 1,400 | D | — | Feb 4, 2019 | Common Stock | 1,400 | 100 | D |
| Non-Qualified Stock Option (right to buy)F2,F1 | $32.07 | Mar 8, 2017 | X | 100 | D | — | Feb 4, 2019 | Common Stock | 100 | 0 | D |
Explanation of responses
- F1Options exercisable in four equal annual cumulative installments commencing one year after the grant date.
- F2Transaction is the exercise of a derivative security; see Column 2.