SEC Form 4 · accession 0001073398-18-000009
ICU MEDICAL INC/DE · ICUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Swinney
Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883984
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | $0.00 | May 15, 2018 | A | 315 | A | — | May 15, 2019 | Common Stock | 315 | 315 | D |
| Non-Qualified Stock Option (right to buy) | $269.80 | May 15, 2018 | A | 1,163 | A | May 15, 2019 | May 15, 2028 | Common Stock | 1,163 | 1,163 | D |
Explanation of responses
- F1These securities are Restricted Stock Units.
- F2There is neither a purchase price nor an exercise price for the Restricted Stock Units.
- F3These Restricted Stock Units vest on the anniversary of the date of the award.