SEC Form 4 · accession 0001073398-18-000002
ICU MEDICAL INC/DE · ICUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Swinney
Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2018 | X | 1,500 | $29.77 | A | 14,830 | D | |
| Common StockF2 | Jan 19, 2018 | S | 724 | $235.00 | D | 14,106 | D | |
| Common Stock | holding | — | — | — | 1,125 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $29.77 | Jan 19, 2018 | X | 1,500 | D | — | Jan 30, 2018 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2017.
- F2All shares sold were sold at the exact price disclosed.
- F3Options exercisable in four equal annual cumulative installments commencing one year after the grant date.