SEC Form 4/A · accession 0001073398-17-000009
ICU MEDICAL INC/DE · ICUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert S Swinney
Director
Period of report
Jul 20, 2017
Accepted (ET)
Jul 28, 2017 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jul 20, 2017 | S | 1,700 | $175.00 | D | 21,593 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2017.
- F2The Form 4, as originally filed, due to broker error, incorrectly reported 4,477 shares sold on behalf of the Reporting Person on July 20, 2017. As such, this Form 4 amends that incorrect transaction previously reported.
- F3All shares sold were sold at the exact price disclosed.