SEC Form 4 · accession 0001073398-15-000012
ICU MEDICAL INC/DE · ICUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Swinney
Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 12:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | M | 1,875 | $24.21 | A | 21,169 | D | |
| Common Stock | Nov 12, 2015 | F | 411 | $110.25 | D | 20,758 | D | |
| Common Stock | holding | — | — | — | 1,125 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $24.21 | Nov 12, 2015 | M | 1,875 | D | May 16, 2005 | Nov 16, 2015 | Common Stock | 1,875 | 0 | D |
Explanation of responses
- F1These options were inadvertently titled as performance shares when the award was reported on a Form 4 filed on November 17, 2004.