SEC Form 4 · accession 0001073397-18-000008

ICU MEDICAL INC/DE · ICUI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

George A Lopez

Director · 10% Owner

Period of report

May 7, 2018

Accepted (ET)

May 9, 2018 · 8:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000883984

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	May 7, 2018	S	300	$259.42	D	461,416	D
Common Stock^F3	May 7, 2018	S	1,500	$261.54	D	459,916	D
Common Stock^F4	May 7, 2018	S	2,171	$262.32	D	457,745	D
Common Stock^F5	May 7, 2018	S	3,781	$263.40	D	453,964	D
Common Stock^F6	May 7, 2018	S	2,009	$264.43	D	451,955	D
Common Stock^F7	May 7, 2018	S	901	$265.22	D	451,054	D
Common Stock^F8	May 8, 2018	S	2,203	$259.18	D	448,851	D
Common Stock^F9	May 8, 2018	S	2,035	$260.48	D	446,816	D
Common Stock^F10	May 8, 2018	S	2,116	$261.44	D	444,700	D
Common Stock^F11	May 8, 2018	S	800	$262.46	D	443,900	D
Common Stock^F12	May 8, 2018	S	100	$263.35	D	443,800	D
Common Stock^F13	May 9, 2018	S	1,956	$252.18	D	441,844	D
Common Stock^F14	May 9, 2018	S	1,465	$253.09	D	440,379	D
Common Stock^F15	May 9, 2018	S	856	$254.54	D	439,523	D
Common Stock^F16	May 9, 2018	S	2,684	$255.78	D	436,839	D
Common Stock^F17	May 9, 2018	S	4,100	$256.61	D	432,739	D
Common Stock^F18	May 9, 2018	S	3,923	$257.47	D	428,816	D
Common Stock^F12	May 9, 2018	S	100	$259.90	D	428,716	D
Common Stock	holding	—	—		—	986,843	I	by Partnership

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.
F10The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $261.00 to $262.00, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F11The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $262.20 to $262.85, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F12All shares sold were sold at the exact price disclosed.
F13The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $251.75 to $252.75, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F14The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $252.80 to $253.40, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F15The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $253.95 to $254.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F16The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $255.10 to $256.05, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F17The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $256.10 to $257.10, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F18The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $257.15 to $258.10, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F2The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $259.25 to $259.60, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $260.80 to $261.80, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $261.85 to $262.85, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $262.90 to $263.90, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $263.95 to $264.95, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F7The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $265.00 to $265.65, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F8The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $258.85 to $259.75, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F9The price reported in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $259.95 to $260.95, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.