SEC Form 4 · accession 0001073397-17-000001
ICU MEDICAL INC/DE · ICUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George A Lopez
Director · 10% Owner
Period of report
Feb 14, 2017
Accepted (ET)
Feb 14, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | X | 45,000 | $38.85 | A | 445,716 | D | |
| Common Stock | Feb 14, 2017 | X | 40,000 | $32.31 | A | 485,716 | D | |
| Common Stock | Feb 14, 2017 | X | 25,000 | $37.00 | A | 510,716 | D | |
| Common Stock | holding | — | — | — | 986,843 | I | by Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $32.31 | Feb 14, 2017 | X | 40,000 | D | Feb 4, 2014 | Feb 4, 2020 | Common Stock | 40,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $37.00 | Feb 14, 2017 | X | 25,000 | D | Jul 21, 2014 | Jul 21, 2020 | Common Stock | 25,000 | 15,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $38.85 | Feb 14, 2017 | X | 45,000 | D | Jul 22, 2013 | Jul 22, 2019 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1This transaction was a cash exercise.