SEC Form 4 · accession 0001073391-15-000001
ICU MEDICAL INC/DE · ICUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Sherman M.D.
Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 14, 2015 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2015 | X | 8,500 | $35.00 | A | 76,291 | D | |
| Common Stock | Jan 13, 2015 | S | 8,500 | $85.00 | D | 67,791 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $35.00 | Jan 13, 2015 | X | 8,500 | D | Aug 4, 2011 | Aug 14, 2017 | Common Stock | 8,500 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 20, 2014.
- F2Transaction is the exercise of a derivative security; see Column 2.