SEC Form 4 · accession 0001209191-19-001233
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gustavo Marin
Officer — See remarks
Period of report
Nov 28, 2018
Accepted (ET)
Jan 3, 2019 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 28, 2018 | G | 430,684 | $0.00 | D | 98,398 | D | |
| Class A Common Stock | Nov 28, 2018 | G | 430,684 | $0.00 | A | 660,046 | I | By family corporation |
| Class A Common Stock | Dec 18, 2018 | G | 98,398 | $0.00 | D | 0 | D | |
| Class A Common Stock | Dec 18, 2018 | G | 98,398 | $0.00 | A | 758,444 | I | By family corporation |
| Class A Common Stock | Dec 31, 2018 | F | 3,626 | $16.91 | D | 754,818 | I | By family corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Marin transferred these shares to a family corporation.
- F2Represents shares withheld to pay tax obligations in connection with vesting of restricted stock.
Remarks
Executive Vice President