SEC Form 4 · accession 0001209191-18-061979
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Bisignano
Officer — Chief Executive Officer · Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 7, 2018 | C | 14,497 | $0.00 | A | 7,032,727 | D | |
| Class A Common Stock | Dec 7, 2018 | G | 14,497 | $0.00 | D | 7,018,230 | D | |
| Class A Common StockF3 | holding | — | — | — | 205,243 | I | See footnote | |
| Class A Common StockF4 | holding | — | — | — | 397,356 | I | See footnote | |
| Class A Common Stock | holding | — | — | — | 1,900 | I | By trust | |
| Class A Common Stock | holding | — | — | — | 25,800 | I | By spouse | |
| Class A Common StockF5 | holding | — | — | — | 15,190 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF6 | — | Dec 7, 2018 | C | 14,497 | D | — | — | Class A Common Stock | 14,497 | 1,737,780 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- F2Represents charitable donations of shares of Class A common stock by the reporting person.
- F3Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust.
- F4Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust.
- F5These shares are held in accounts for the benefit of the reporting person's children.
- F6Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.