SEC Form 4 · accession 0001209191-18-047931

FIRST DATA CORP · FDC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Aug 20, 2018

Accepted (ET)

Aug 22, 2018 · 4:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000883980

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Aug 20, 2018	C	25,522	$0.00	A	7,043,752	D
Class A Common Stock	Aug 20, 2018	G	25,522	$0.00	D	7,018,230	D
Class A Common Stock^F3	holding	—	—		—	205,243	I	See footnote
Class A Common Stock^F4	holding	—	—		—	397,356	I	See footnote
Class A Common Stock	holding	—	—		—	1,900	I	By trust
Class A Common Stock	holding	—	—		—	25,800	I	By spouse
Class A Common Stock^F5	holding	—	—		—	15,190	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	Aug 20, 2018	C	25,522	D	—	—	Class A Common Stock	25,522	1,785,300	D

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
F2Represents charitable donations of shares of Class A common stock by the reporting person.
F3Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust.
F4Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust.
F5These shares are held in accounts for the benefit of the reporting person's children.
F6Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.