SEC Form 4 · accession 0001209191-18-043161
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samir Michael Zabaneh
Officer — Executive Vice President
Period of report
Jul 16, 2018
Accepted (ET)
Jul 18, 2018 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 16, 2018 | A | 177,664 | $0.00 | A | 177,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $19.70 | Jul 16, 2018 | A | 67,258 | A | — | Jul 16, 2028 | Class A Common Stock | 67,258 | 67,258 | D |
Explanation of responses
- F1Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on August 15, 2019, 40% on August 15, 2020, and 40% on August 15, 2021.
- F2Represents a grant of stock options which, subject to the reporting person's continued service through each applicable vesting date, will vest in equal annual installments on each of the first three anniversaries of August 15, 2018.