SEC Form 4 · accession 0001209191-18-033801
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Charron
Officer — See remarks
Period of report
Apr 23, 2018
Accepted (ET)
May 29, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 23, 2018 | G | 76,465 | $0.00 | D | 590,382 | D | |
| Class A Common Stock | Apr 23, 2018 | G | 76,465 | $0.00 | A | 76,465 | I | By family limited partnership |
| Class A Common StockF2 | May 24, 2018 | C | 25,000 | $0.00 | A | 615,382 | D | |
| Class A Common Stock | May 24, 2018 | S | 25,000 | $19.50 | D | 590,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | May 24, 2018 | C | 25,000 | D | — | — | Class A Common Stock | 25,000 | 162,297 | D |
Explanation of responses
- F1Mr. Charron transferred these shares to a limited family partnership of which Mr. Charron and a trust for Mr. Charron's children are the sole limited partners and of which a limited liability company controlled by Mr. Charron is the general partner.
- F2Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- F3Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
Remarks
Executive Vice President