SEC Form 4/A · accession 0001209191-17-041970
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Frank Bisignano
Officer — Chief Executive Officer · Director
Period of report
Feb 24, 2017
Accepted (ET)
Jun 27, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Feb 24, 2017 | F | 68,541 | $16.27 | D | 2,107,398 | D | |
| Class A Common StockF4 | holding | — | — | — | 325,465 | I | See footnote | |
| Class A Common Stock | holding | — | — | — | 1,900 | I | By trust | |
| Class A Common Stock | holding | — | — | — | 5,800 | I | By Spouse | |
| Class A Common StockF5 | holding | — | — | — | 10,190 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to pay tax obligations in connection with vesting of restricted stock.
- F2Due to an administrative error, the number of shares withheld was overstated by 12,716 shares.
- F3Due to an administrative error, the number of shares owned was understated by 12,716 shares.
- F4Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust.
- F5These shares are held in accounts for the benefit of the reporting person's children.