SEC Form 4 · accession 0001209191-17-041232
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Bisignano
Officer — Chief Executive Officer · Director
Period of report
Jun 20, 2017
Accepted (ET)
Jun 21, 2017 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 20, 2017 | C | 10,247 | $0.00 | A | 2,104,929 | D | |
| Class A Common Stock | Jun 20, 2017 | G | 10,247 | $0.00 | D | 2,094,682 | D | |
| Class A Common StockF3 | holding | — | — | — | 325,465 | I | See footnote | |
| Class A Common Stock | holding | — | — | — | 1,900 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 5,800 | I | By Spouse | |
| Class A Common StockF4 | holding | — | — | — | 10,190 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5,F6 | — | Jun 20, 2017 | C | 10,247 | D | — | — | Class A Common Stock | 10,247 | 1,929,286 | D |
| Class B Common StockF7,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 277,134 | 277,134 | I |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- F2Represents charitable donations of shares of Class A common stock by the reporting person.
- F3Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust.
- F4These shares are held in accounts for the benefit of the reporting person's children.
- F5Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
- F6Includes 216,394 shares of restricted Class B common stock.
- F7Held by the Frank J. Bisignano 2015 Grantor Retained Annuity Trust.