SEC Form 4 · accession 0001209191-17-015357
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Charron
Officer — See remarks
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 24, 2017 | F | 10,719 | $16.27 | D | 512,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F3 | — | Feb 24, 2017 | F | 53,960 | D | — | — | Class A Common Stock | 53,960 | 238,432 | D |
Explanation of responses
- F1Represents shares withheld to pay tax obligations in connection with vesting of restricted stock.
- F2Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events.
- F3Includes 126,546 shares of restricted Class B common stock, which will vest on February 24, 2018, subject to continued employment through the vesting date.
Remarks
Executive Vice President, Head of Global Business Solutions