SEC Form 4 · accession 0001209191-16-142659
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara A. Yastine
Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 21, 2016 | A | 9,398 | $13.30 | A | 9,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $13.30 | Sep 21, 2016 | A | 158,182 | A | — | Sep 21, 2026 | Class A Common Stock | 158,182 | 158,182 | D |
Explanation of responses
- F1Represents a grant of restricted stock which, subject to the reporting person's continued service through each applicable vesting date, will vest 20% on September 21, 2017, 40% on September 21, 2018, and 40% on September 21, 2019.
- F2Represents a grant of stock options which, subject to the reporting person's continued service through each applicable vesting date, will vest in equal annual installments on each of the first three anniversaries of September 21, 2016.