SEC Form 4 · accession 0001209191-16-137622
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivo M Distelbrink
Officer — See remarks
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 15, 2016 | A | 131,975 | $0.00 | A | 131,975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $13.26 | Aug 15, 2016 | A | 42,940 | A | — | Aug 15, 2026 | Class A Common Stock | 42,940 | 42,940 | D |
Explanation of responses
- F1Represents a grant of restricted stock units which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on August 15, 2017, 40% on August 15, 2018, and 40% on August 15, 2019.
- F2Represents a grant of stock options which, subject to the reporting person's continued employment through each applicable vesting date, will vest in equal annual installments on each of August 15, 2017, August 15, 2018, and August 15, 2019.
Remarks
Executive Vice President, Head of APAC