Form4insider filings, from the source

SEC Form 4 · accession 0000903423-16-000973

FIRST DATA CORP · FDC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
David C. Ott
10% Owner
Period of report
Apr 13, 2016
Accepted (ET)
Apr 15, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F3,F4,F5Apr 13, 2016C21,750,064$0.00A21,750,064ISee explanation of responses
Class A Common StockF3,F5Apr 13, 2016C5,413,702$0.00A5,413,702D
Class A Common StockF3,F5Apr 13, 2016C317,519$0.00A317,519D
Class A Common StockF3,F5Apr 13, 2016C10,144,738$0.00A10,144,738D
Class A Common StockF3,F5Apr 13, 2016C5,874,105$0.00A5,874,105D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF2,F1,F3,F4,F5—Apr 13, 2016C21,750,064D——Class A Common Stock21,750,0640I
Class B Common StockF2,F5—Apr 13, 2016C5,413,702D——Class A Common Stock5,413,7020D
Class B Common StockF2,F5—Apr 13, 2016C317,519D——Class A Common Stock317,5190D
Class B Common StockF2,F5—Apr 13, 2016C10,144,738D——Class A Common Stock10,144,7380D
Class B Common StockF2,F5—Apr 13, 2016C5,874,105D——Class A Common Stock5,874,1050D

Explanation of responses

Remarks

(6) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. (7) Each of O. Andreas Halvorsen, David C. Ott and Daniel S. Sundheim is signing individually and as an Executive Committee Member of Viking Global Partners LLC, on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES LP, VIKING GLOBAL EQUITIES II LP and VGE III PORTFOLIO LTD., and as an Executive Committee Member of VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD.