SEC Form 4 · accession 0000899243-16-019776
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gustavo Marin
Officer — See Remarks
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 11, 2016 | A | 27,235 | $0.00 | A | 204,408 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $11.06 | May 11, 2016 | A | 17,193 | A | — | May 11, 2026 | Class A Common Stock | 17,193 | 17,193 | D |
Explanation of responses
- F1Represents a grant of restricted stock units which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 24, 2017, 40% on February 24, 2018 and 40% on February 24, 2019.
- F2Represents a grant of stock options which, subject to the reporting person's continued employment through each applicable vesting date, will vest in equal annual installments on each of February 24, 2017, February 24, 2018 and February 24, 2019.
Remarks
Title - Executive Vice President, Head of Latin America Region