SEC Form 4 · accession 0000899243-16-013762
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Neborak
Officer — See Remarks
Period of report
Feb 17, 2016
Accepted (ET)
Feb 18, 2016 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 17, 2016 | P | 5,000 | $10.60 | A | 114,091 | D | |
| Class A Common StockF1,F2 | Feb 17, 2016 | P | 1,200 | $10.65 | A | 4,600 | I | See footnote |
| Class A Common StockF3 | holding | — | — | — | 5,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $10.64 to $10.67, inclusive. Upon request of the SEC staff, First Data Corporation (the "Issuer") or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- F2Held by the reporting person's children.
- F3Held by the reporting person's spouse.
Remarks
Title - Executive Vice President, Director of Finance Mr. Neborak disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.