SEC Form 4 · accession 0000899243-16-013562

FIRST DATA CORP · FDC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Frank Bisignano

Officer — Chief Executive Officer · Director

Period of report

Oct 14, 2015

Accepted (ET)

Feb 17, 2016 · 5:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000883980

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Oct 14, 2015	A	949,094	$0.00	A	949,094	D
Class A Common Stock^F2	Feb 16, 2016	P	98,100	$10.32	A	1,047,194	D
Class A Common Stock	Feb 16, 2016	P	1,900	$10.2856	A	1,900	I	By Trust
Class A Common Stock^F3	Feb 16, 2016	P	5,800	$10.26	A	5,800	I	By Spouse
Class A Common Stock^F4,F5	Feb 16, 2016	P	10,190	$10.22	A	10,190	I	See footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (right to buy)^F6	$16.00	Oct 14, 2015	A	2,214,552	A	—	Oct 14, 2025	Class A Common Stock	2,214,552	2,214,552	D

Explanation of responses

F1Represents a grant of restricted Class A common stock ("Class A Common Stock") under the First Data Corporation 2015 Omnibus Incentive Plan (the "2015 Plan") of First Data Corporation (the "Issuer").
F2The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $10.275 to $10.37, inclusive. Upon request of the SEC staff, the Issuer or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
F3The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $10.255 to $10.26, inclusive. Upon request of the SEC staff, the Issuer or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
F4The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $10.1554 to $10.2417, inclusive. Upon request of the SEC staff, the Issuer or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
F5These shares are held in accounts for the benefit of the reporting person's children.
F6Represents a grant of stock options which, subject to the reporting person's continued service through each applicable vesting date, will vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third upon the Issuer's achievement of a closing trading price of its Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.

Remarks

Mr. Bisignano disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.