SEC Form 4 · accession 0000899243-15-007042
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heidi Miller
Director
Period of report
Jul 1, 2015
Accepted (ET)
Oct 22, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 20, 2015 | P | 6,000 | $16.00 | A | 6,000 | D | |
| Class A Common StockF2 | Oct 20, 2015 | P | 10,000 | $16.00 | A | 10,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Units in Director Deferred Compensation PlanF4,F3 | — | Jul 1, 2015 | A | 1,186 | A | — | — | Class A Common Stock | 1,186 | 8,140 | D |
| Units in Director Deferred Compensation PlanF4,F3 | — | Oct 1, 2015 | A | 1,130 | A | — | — | Class A Common Stock | 1,130 | 9,270 | D |
Explanation of responses
- F1Reflects shares of Class A common stock ("Class A Common Stock") of First Data Corporation (the "Issuer") purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.
- F2Held by the reporting person's spouse.
- F3Each unit represents the economic equivalent of one share of Class A Common Stock. The units become payable in cash upon Ms. Miller's termination of service as a director.
- F4Reported on a post-split basis following the merger of First Data Holdings Inc. with and into the Issuer and the Issuer's reverse stock split of 3.16091-for-1 in connection with the Issuer's initial public offering.