SEC Form 4 · accession 0000883948-18-000104
Atlantic Union Bankshares Corp · AUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G William Beale
Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2018 | M | 24,887 | $14.40 | A | 84,333 | D | |
| Common StockF1 | Mar 13, 2018 | S | 14,090 | $39.6744 | D | 70,243 | D | |
| Common Stock | Mar 13, 2018 | M | 24,682 | $12.11 | A | 94,925 | D | |
| Common StockF1 | Mar 13, 2018 | S | 17,974 | $39.6744 | D | 76,951 | D | |
| Common Stock | holding | — | — | — | 42,529 | I | By spouse | |
| Common Stock | holding | — | — | — | 25,908 | I | By Trustee of ESOP | |
| Common Stock | holding | — | — | — | 9,890 | I | By Trustee of Non-Qualified Plan (deferred comp) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQSO (right-to-buy) | $14.40 | Mar 13, 2018 | M | 24,887 | D | Feb 23, 2013 | Feb 23, 2022 | Common Stock | 24,887 | 0 | D |
| NQSO (right-to-buy) | $12.11 | Mar 13, 2018 | M | 24,682 | D | Apr 26, 2012 | Apr 26, 2021 | Common Stock | 24,682 | 0 | D |
Explanation of responses
- F1Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $39.59 to $39.77 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.