SEC Form 4 · accession 0000883948-16-000359
Atlantic Union Bankshares Corp · AUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G William Beale
Officer — President & CEO · Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 18,400 | $16.45 | A | 107,044 | D | |
| Common StockF1 | Dec 8, 2016 | S | 18,400 | $35.7399 | D | 88,644 | D | |
| Common Stock | holding | — | — | — | 25,530 | I | By spouse | |
| Common Stock | holding | — | — | — | 24,262 | I | By Trustee of ESOP | |
| Common Stock | holding | — | — | — | 9,446 | I | By Trustee of Non-Qualified Plan (deferred comp) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQSO (right-to-buy) | $16.45 | Dec 8, 2016 | M | 18,400 | A | Apr 28, 2011 | Apr 28, 2020 | Common Stock | 18,400 | 0 | D |
Explanation of responses
- F1Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $35.68 to $35.82 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.