SEC Form 4 · accession 0000883948-15-000110
Atlantic Union Bankshares Corp · AUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Neal
Officer — Executive Vice President
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 7,459 | $16.45 | A | 42,228 | D | |
| Common StockF1 | Nov 20, 2015 | S | 7,459 | $26.4359 | D | 34,769 | D | |
| Common Stock | Nov 20, 2015 | M | 5,552 | $14.40 | A | 40,321 | D | |
| Common StockF1 | Nov 20, 2015 | S | 5,552 | $26.4359 | D | 34,769 | D | |
| Common StockF2 | holding | — | — | — | 0 | I | By Trustee of ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQSO | $16.45 | Nov 20, 2015 | M | 7,459 | D | Apr 28, 2011 | Apr 28, 2020 | Common Stock | 7,459 | 0 | D |
| NQSO | $14.40 | Nov 20, 2015 | M | 5,552 | D | Feb 23, 2013 | Feb 23, 2022 | Common Stock | 5,552 | 3,700 | D |
Explanation of responses
- F1Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $26.35 to $26.52 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F2Since the date of the reporting persons last Form 4, the reporting person disoposed of all 10,621 shares held in his ESOP pursuant to a diversification election made under the Internal Revenue Code.