SEC Form 4 · accession 0001140361-15-010615
USA TRUCK INC · USAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Simone
Officer — CEO · Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 9:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883945
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 3, 2015 | M | 21,454 | $4.83 | A | 50,088 | I | By Trust |
| COMMON STOCKF1 | Mar 3, 2015 | S | 304 | $29.50 | D | 49,784 | I | By Trust |
| COMMON STOCKF2,F1 | Mar 5, 2015 | S | 2,850 | $29.3036 | D | 46,934 | I | By Trust |
| COMMON STOCK | holding | — | — | — | 54,861 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-To-Buy)F3 | $4.83 | Mar 3, 2015 | M | 21,454 | D | Feb 18, 2014 | Feb 18, 2023 | Common Stock | 21,454 | 21,456 | D |
Explanation of responses
- F1Share amount updated to reflect change in form of beneficial ownership between directly owned shares and indirectly owned shares.
- F2Price reflects a weighted average sale price for multiple transactions ranging from $29.25 to $29.6 per share, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The stock options become exercisable in one-fourth increments beginning on February 18, 2014 and through and including February 18, 2017.