SEC Form 4 · accession 0001567619-18-007757
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carmen Wamre
Officer — SVP, Chief Stores Officer
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 10, 2018 | A | 100,000 | $0.00 | A | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $0.38 | Dec 10, 2018 | A | 100,000 | A | Dec 10, 2019 | Dec 10, 2028 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The reporting person was granted 100,000 shares of Common Stock pursuant to a Restricted Stock Agreement. The shares are subject to forfeiture and are scheduled to vest in three annual installments of 33,334, 33,333 and 33,333 shares on December 10, 2019, December 10, 2020 and December 10, 2021 respectively.
- F2This number includes restricted stock awards.
- F3On December 10, 2018 the reporting person was granted an option to purchase 100,000 shares of the Company's Common Stock. The option vests in three annual installments of 33,334, 33,333 and 33,333 shares on December 10, 2019, December 10, 2020 and December 10, 2021 respectively.