SEC Form 4 · accession 0001179110-16-022193
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monica L Dahl
Officer — SVP, Mktg, Omnichannel & PR
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2016 | A | 1,230 | $0.00 | A | 46,491 | D | |
| Common StockF3 | Mar 23, 2016 | F | 479 | $0.00 | D | 46,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $17.98 | holding | — | — | — | Apr 18, 2008 | Apr 18, 2017 | Common Stock | 12,600 | 12,600 | D |
| Employee Stock Option (Right to Buy)F5 | $10.56 | holding | — | — | — | Apr 14, 2009 | Apr 14, 2018 | Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option (Right to Buy)F6 | $10.80 | holding | — | — | — | Apr 19, 2011 | Apr 19, 2020 | Common Stock | 20,200 | 20,200 | D |
| Employee Stock Option (Right to Buy)F7 | $6.28 | holding | — | — | — | Apr 18, 2012 | Apr 18, 2021 | Common Stock | 31,483 | 31,483 | D |
| Employee Stock Option (Right to Buy)F8 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 36,995 | 36,995 | D |
| Employee Stock Option (Right to Buy)F9 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 9,301 | 9,301 | D |
Explanation of responses
- F1Reflects shares received as a result of the vesting of performance-based restricted stock units meeting certain performance criteria.
- F2Represents shares of Company's common stock surrendered to the Company by the reporting person to satisfy tax withholding obligations upon vesting of performance-based restricted stock units.
- F3This number includes restricted stock awards.
- F4On April 18, 2007, the reporting person was granted an option to purchase 12,600 shares of Common Stock. The option vests equally in three annual installments beginning on April 18, 2008.
- F5On April 14, 2008, the reporting person was granted an option to exercise 15,000 shares of Common Stock. The option vests equally in three annual installments beginning on April 14, 2009.
- F6On April 19, 2010, the reporting person was granted an option to exercise 20,200 shares of Common Stock. The option vests in three annual installments of 6,733 shares on April 19, 2011, 6,733 shares on April 19, 2012 and 6,734 shares on April 19, 2013.
- F7On April 18, 2011, the reporting person was granted an option to exercise 31,483 shares of Common Stock. The option vests in three annual installments of 10,495 shares on April 18, 2012, 10,494 shares on April 18, 2013 and 10,494 shares on April 18, 2014.
- F8On March 29, 2012, the reporting person was granted an option to exercise 36,995 shares of Common Stock. The option vests in three annual installments of 12,331 shares on March 29, 2013, 12,332 shares on March 29, 2014 and 12,332 shares on March 29, 2015.
- F9On March 15, 2013, the reporting person was granted an option to exercise 9,301 shares of the Company's Common Stock. The option vests in three annual installments of 3,101 shares on March 15, 2014, 3,100 shares on March 15, 2015 and 3,100 shares on March 15, 2016.