SEC Form 4/A · accession 0001179110-16-017775
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Monica L Dahl
Officer — SVP, Marketing
Period of report
Apr 4, 2013
Accepted (ET)
Jan 15, 2016 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF12,F13 | Apr 4, 2013 | D | 43,631 | $0.00 | D | 48,386 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $17.90 | holding | — | — | — | May 10, 2005 | May 10, 2014 | Common Stock | 4,000 | 4,000 | D |
| Employee Stock Option (right to buy)F2 | $16.41 | holding | — | — | — | Nov 3, 2005 | Nov 3, 2014 | Common Stock | 18,000 | 18,000 | D |
| Employee Stock Option (right to buy)F3 | $19.45 | holding | — | — | — | Feb 7, 2007 | Feb 7, 2016 | Common Stock | 16,500 | 16,500 | D |
| Employee Stock Option (right to buy)F4 | $17.98 | holding | — | — | — | Apr 18, 2008 | Apr 18, 2017 | Common Stock | 12,600 | 12,600 | D |
| Employee Stock Option (Right to Buy)F5 | $10.56 | holding | — | — | — | Apr 14, 2009 | Apr 14, 2018 | Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option (Right to Buy)F6 | $10.80 | holding | — | — | — | Apr 19, 2011 | Apr 19, 2020 | Common Stock | 20,200 | 20,200 | D |
| Employee Stock Option (Right to Buy)F7 | $6.28 | holding | — | — | — | Apr 18, 2012 | Apr 18, 2021 | Common Stock | 31,483 | 31,483 | D |
| Employee Stock Option (Right to Buy)F8 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 36,995 | 36,995 | D |
| Employee Stock Option (Right to Buy)F9 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 9,301 | 9,301 | D |
Explanation of responses
- F1On May 10, 2004, the reporting person was granted an option to purchase 12,000 shares of common stock. The option vests equally in three annual installments beginning on May 10, 2005.
- F10On April 4, 2013, the Company determined that the performance goals applicable to 10,500 shares of restricted stock granted to the reporting person on August 7, 2006 had not been met. Thus, the 10,500 shares of restricted stock were forfeited.
- F11On April 4, 2013, the Company determined that the performance goals applicable to 22,382 and 10,749 shares of restricted stock granted to the reporting person on March 29, 2012 and April 18, 2011 respectively had not been met. Thus, the 33,581 shares of restricted stock were forfeited.
- F12This filing amends and corrects a transposition error in the number of shares reported as forfeited restricted stock. The initial filing reflected the forfeiture of 22,832 shares of restricted stock that should have been reported as 22,382 shares. This amendment is also deemed to correct and amend the seven subsequent Form 4 filings made from April 22, 2013 through March 27, 2015.
- F13This number includes restricted stock awards.
- F2On November 3, 2004, the reporting person was granted an option to purchase 18,000 shares of common stock. The option vests equally in three annual installments beginning on November 3, 2005.
- F3On February 7, 2006, the reporting person was granted an option to purchase 16,500 shares of common stock. The option vests equally in three annual installments beginning on February 7, 2007.
- F4On April 18, 2007, the reporting person was granted an option to purchase 12,600 shares of common stock. The option vests equally in three annual installments beginning on April 18, 2008.
- F5On April 14, 2008, the reporting person was granted an option to exercise 15,000 shares of Common Stock. The option vests equally in three annual installments beginning on April 14, 2009.
- F6On April 19, 2010, the reporting person was granted an option to exercise 20,200 shares of Common Stock. The option vests in three annual installments of 6,733 shares on April 19, 2011, 6,733 shares on April 19, 2012 and 6,734 shares on April 19, 2013.
- F7On April 18, 2011, the reporting person was granted an option to exercise 31,483 shares of Common Stock. The option vests in three annual installments of 10,495 shares on April 18, 2012, 10,494 shares on April 18, 2013 and 10,494 shares on April 18, 2014.
- F8On March 29, 2012, the reporting person was granted an option to exercise 36,995 shares of Common Stock. The option vests in three annual installments of 12,331 shares on March 29, 2013, 12,332 shares on March 29, 2014 and 12,332 shares on March 29, 2015.
- F9On March 15, 2013, the reporting person was granted an option to exercise 9,301 shares of the Company's Common Stock. The option vests in three annual installments of 3,101 shares on March 15, 2014; 3,100 shares on March 15, 2015; and 3,100 shares on March 15, 2016.
Remarks
THIS FILING HAS BEEN AMENDED AS NOTED IN FOOTNOTE 12 ABOVE. THE REMAINDER OF THE FILING HAS BEEN RESTATED IN ITS ENTIRETY WITHOUT CHANGE.