SEC Form 4 · accession 0001179110-15-016357
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LuAnn Via
Officer — President & CEO · Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 16, 2015 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 16, 2015 | P | 100,000 | $1.1147 | A | 221,635 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2 | $3.43 | holding | — | — | — | Nov 26, 2013 | Nov 26, 2022 | Common Stock | 1,500,000 | 1,500,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.139, inclusive. The reporting person will provide to the issuer, a security holder of the issuer or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The reporting person was granted an option to exercise 1,500,000 shares of common stock that becomes exercisable as to 500,000 shares on each of November 26, 2013, 2014 and 2015 if the reporting person remains employed as of such vesting date. The option is subject to accelerated vesting in the event of a change-in-control.