SEC Form 4 · accession 0001179110-15-014873
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Ungerman
Officer — VP, Controller
Period of report
Nov 12, 2015
Accepted (ET)
Nov 13, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 12, 2015 | A | 8,992 | $0.00 | A | 8,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $1.39 | Nov 12, 2015 | A | 15,609 | A | Nov 12, 2016 | Nov 12, 2025 | Common Stock | 15,609 | 15,609 | D |
Explanation of responses
- F1The reporting person was granted 8,992 shares of Common Stock pursuant to a Restricted Stock Agreement. The shares are subject to forfeiture and are scheduled to vest in three installments of 2,998, 2,997 and 2,997 on November 12, 2016, November 12, 2017 and November 12, 2018 respectively.
- F2This number includes restricted stock awards.
- F3On November 12, 2015, the reporting person was granted an option to purchase 15,609 shares of the Company's Common Stock. The option vests in three annual installments of 5,203 on each of November 12, 2016, November 12, 2017 and November 12, 2018.