SEC Form 4 · accession 0001179110-15-010385
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa W Wardell
Director
Period of report
Jun 25, 2015
Accepted (ET)
Jun 29, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 77,526 | D | ||
| Common StockF1 | holding | — | — | — | 255 | I | Custodial Accounts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jun 25, 2015 | A | 16,393 | A | — | — | Common Stock | 16,393 | 16,393 | D |
| Stock Option (Right to Buy)F2 | $5.85 | holding | — | — | — | Dec 1, 2011 | Jun 1, 2021 | Common Stock | 14,000 | 14,000 | D |
Explanation of responses
- F1The total shares reflected are held in separate custodial accounts of 75 shares, 70 shares, 70 shares and 40 shares for four minor sons.
- F2On June 1, 2011, the reporting person was granted an option to exercise 14,000 shares of Common Stock. The option vests in three annual installments of 4,667 shares on December 1, 2011, 4,667 shares on December 1, 2012 and 4,666 shares on December 1, 2013.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock on a one-for-one basis.
- F4The restricted stock units vest in full on the earlier of (i) June 25, 2016 or (ii) the date of the 2016 Annual Meeting of Stockholders. Vested shares will be delivered in a single lump sum to the reporting person effective as of the date when the reporting person no longer serves as a director of the Company in accordance with the election of the reporting person.