SEC Form 4 · accession 0001179110-15-005491
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle Rice
Officer — SVP, Store Operations
Period of report
Mar 25, 2015
Accepted (ET)
Mar 27, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6,F7 | Mar 25, 2015 | A | 6,143 | $0.00 | A | 18,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $10.80 | holding | — | — | — | Apr 19, 2011 | Apr 19, 2020 | Common Stock | 2,500 | 2,500 | D |
| Employee Stock Option (Right to Buy)F2 | $6.18 | holding | — | — | — | Dec 27, 2011 | Dec 27, 2020 | Common Stock | 14,400 | 14,400 | D |
| Employee Stock Option (Right to Buy)F3 | $6.28 | holding | — | — | — | Apr 18, 2012 | Apr 18, 2021 | Common Stock | 26,236 | 26,236 | D |
| Common StockF4 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 34,399 | 34,399 | D |
| Common StockF5 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 8,646 | 8,646 | D |
Explanation of responses
- F1On April 19, 2010, the reporting person was granted an option to exercise 2,500 shares of Common Stock. The option vests in three annual installments of 833 shares on April 19, 2011, 833 shares on April 19, 2012 and 834 shares on April 19, 2013.
- F2On December 27, 2010, the reporting person was granted an option to exercise 14,400 shares of Common Stock. The option vests in three annual installments of 4,800 shares on each of December 27, 2011, December 27, 2012 and December 27, 2013.
- F3On April 18, 2011, the reporting person was granted an option to exercise 26,236 shares of Common Stock. The option vests in three annual installments of 8,746 shares on April 18, 2012, 8,745 shares on April 18, 2013 and 8,745 shares on April 18, 2014.
- F4On March 29, 2012, the reporting person was granted an option to exercise 34,399 shares of Common Stock. The option vests in three annual installments of 11,467 shares on March 29, 2013, 11,466 shares on March 29, 2014 and 11,466 shares on March 29, 2015.
- F5On March 15, 2013, the reporting person was granted an option to exercise 8,646 shares of the Company's Common Stock. The option vests in three annual installments of 2,882 shares on each of March 15, 2014, March 15, 2015 and March 15, 2016.
- F6On March 25, 2015, the reporting person was granted 6,143 shares of Common Stock pursuant to a Restricted Stock Agreement. The shares are subject to forfeiture and are scheduled to vest in three installments of 2,048, 2,048 and 2,047 on March 25, 2016, March 25, 2017 and March 25, 2018 respectively.
- F7This number includes restricted stock awards.