SEC Form 4 · accession 0001179110-15-005488
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke Komarek
Officer — SVP, General Counsel
Period of report
Mar 25, 2015
Accepted (ET)
Mar 27, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF9,F10 | Mar 25, 2015 | A | 6,616 | $0.00 | A | 53,502 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $17.63 | holding | — | — | — | May 21, 2008 | May 21, 2017 | Common Stock | 9,500 | 9,500 | D |
| Employee Stock Option (right to buy)F2 | $13.31 | holding | — | — | — | Oct 30, 2008 | Oct 30, 2017 | Common Stock | 6,000 | 6,000 | D |
| Employee Stock Option (Right to Buy)F3 | $10.56 | holding | — | — | — | Apr 14, 2009 | Apr 14, 2018 | Common Stock | 7,500 | 7,500 | D |
| Employee Stock Option (Right to Buy)F4 | $4.18 | holding | — | — | — | Apr 13, 2010 | Apr 13, 2019 | Common Stock | 35,000 | 35,000 | D |
| Employee Stock Option (Right to Buy)F5 | $10.80 | holding | — | — | — | Apr 19, 2011 | Apr 19, 2020 | Common Stock | 21,200 | 21,200 | D |
| Employee Stock Option (Right to Buy)F6 | $6.28 | holding | — | — | — | Apr 18, 2012 | Apr 18, 2021 | Common Stock | 26,236 | 26,236 | D |
| Common StockF7 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 35,749 | 35,749 | D |
| Common StockF8 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 9,039 | 9,039 | D |
Explanation of responses
- F1On May 21, 2007, the reporting person was granted an option to exercise 9,500 shares of common stock. The option vests equally in three annual installments beginning on May 21, 2008.
- F10This number includes restricted stock awards.
- F2On October 30, 2007, the reporting person was granted an option to exercise 6,000 shares of common stock. The option vests equally in three annual installments beginning on October 30, 2008.
- F3On April 14, 2008, the reporting person was granted an option to exercise 7,500 shares of Common Stock. The option vests equally in three annual installments beginning on April 14, 2009.
- F4On April 13, 2009, the reporting person was granted an option to exercise 35,000 shares of Common Stock. The option vests equally in five annual installments of 7,000 shares beginning on April 13, 2010.
- F5On April 19, 2010, the reporting person was granted an option to exercise 21,200 shares of Common Stock. The option vests in three annual installments of 7,066 shares on April 19, 2011, 7,067 shares on April 19, 2012 and 7,067 shares on April 19, 2013.
- F6On April 18, 2011, the reporting person was granted an option to exercise 26,236 shares of Common Stock. The option vests in three annual installments of 8,746 shares on April 18, 2012, 8,745 shares on April 18, 2013 and 8,745 shares on April 18, 2014.
- F7On March 29, 2012, the reporting person was granted an option to exercise 35,749 shares of Common Stock. The option vests in three annual installments of 11,917 shares on March 29, 2013, 11,916 shares on March 29, 2014 and 11,916 shares on March 29, 2015.
- F8On March 15, 2013, the reporting person was granted an option to exercise 9,039 shares of the Company's Common Stock. The option vests in three annual installments of 3,013 shares on each of March 15, 2014, March 15, 2015 and March 15, 2016.
- F9On March 25, 2015, the reporting person was granted 6,616 shares of Common Stock pursuant to a Restricted Stock Agreement. The shares are subject to forfeiture and are scheduled to vest in three installments of 2,206, 2,205 and 2,205 on March 25, 2016, March 25, 2017 and March 25, 2018 respectively.