SEC Form 4 · accession 0001179110-15-005486
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monica L Dahl
Officer — SVP, Mrkting, Omnichannel & PR
Period of report
Mar 25, 2015
Accepted (ET)
Mar 27, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF8,F9 | Mar 25, 2015 | A | 6,616 | $0.00 | A | 45,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $19.45 | holding | — | — | — | Feb 7, 2007 | Feb 7, 2016 | Common Stock | 16,500 | 16,500 | D |
| Employee Stock Option (right to buy)F2 | $17.98 | holding | — | — | — | Apr 18, 2008 | Apr 18, 2017 | Common Stock | 12,600 | 12,600 | D |
| Employee Stock Option (Right to Buy)F3 | $10.56 | holding | — | — | — | Apr 14, 2009 | Apr 14, 2018 | Common Stock | 15,000 | 15,000 | D |
| Employee Stock Option (Right to Buy)F4 | $10.80 | holding | — | — | — | Apr 19, 2011 | Apr 19, 2020 | Common Stock | 20,200 | 20,200 | D |
| Employee Stock Option (Right to Buy)F5 | $6.28 | holding | — | — | — | Apr 18, 2012 | Apr 18, 2021 | Common Stock | 31,483 | 31,483 | D |
| Common StockF6 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 36,995 | 36,995 | D |
| Common StockF7 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 9,301 | 9,301 | D |
Explanation of responses
- F1On February 7, 2006, the reporting person was granted an option to purchase 16,500 shares of common stock. The option vests equally in three annual installments beginning on February 7, 2007.
- F2On April 18, 2007, the reporting person was granted an option to purchase 12,600 shares of common stock. The option vests equally in three annual installments beginning on April 18, 2008.
- F3On April 14, 2008, the reporting person was granted an option to exercise 15,000 shares of Common Stock. The option vests equally in three annual installments beginning on April 14, 2009.
- F4On April 19, 2010, the reporting person was granted an option to exercise 20,200 shares of Common Stock. The option vests in three annual installments of 6,733 shares on April 19, 2011, 6,733 shares on April 19, 2012 and 6,734 shares on April 19, 2013.
- F5On April 18, 2011, the reporting person was granted an option to exercise 31,483 shares of Common Stock. The option vests in three annual installments of 10,495 shares on April 18, 2012, 10,494 shares on April 18, 2013 and 10,494 shares on April 18, 2014.
- F6On March 29, 2012, the reporting person was granted an option to exercise 36,995 shares of Common Stock. The option vests in three annual installments of 12,331 shares on March 29, 2013, 12,332 shares on March 29, 2014 and 12,332 shares on March 29, 2015.
- F7On March 15, 2013, the reporting person was granted an option to exercise 9,301 shares of the Company's Common Stock. The option vests in three annual installments of 3,101 shares on March 15, 2014; 3,100 shares on March 15, 2015; and 3,100 shares on March 15, 2016.
- F8On March 25, 2015, the reporting person was granted 6,616 shares of Common Stock pursuant to a Restricted Stock Agreement. The shares are subject to forfeiture and are scheduled to vest in three installments of 2,206, 2,205 and 2,205 on March 25, 2016, March 25, 2017 and March 25, 2018 respectively.
- F9This number includes restricted stock awards,