SEC Form 4 · accession 0000883943-18-000143
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monica L Dahl
Officer — SVP, CMO, Omni-Channel & PR
Period of report
Sep 1, 2018
Accepted (ET)
Sep 5, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 1, 2018 | F | 1,203 | $0.98 | D | 63,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $10.80 | holding | — | — | — | Apr 19, 2011 | Apr 19, 2020 | Common Stock | 20,200 | 20,200 | D |
| Employee Stock Option (Right to Buy)F4 | $6.28 | holding | — | — | — | Apr 18, 2012 | Apr 18, 2021 | Common Stock | 31,483 | 31,483 | D |
| Employee Stock Option (Right to Buy)F5 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 36,995 | 36,995 | D |
| Employee Stock Option (Right to Buy)F6 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 9,301 | 9,301 | D |
| Employee Stock Option (Right to Buy)F7 | $2.12 | holding | — | — | — | Sep 1, 2017 | Sep 1, 2026 | Common Stock | 86,019 | 86,019 | D |
| Employee Stock Option (Right to Buy)F8 | $1.28 | holding | — | — | — | Mar 16, 2018 | Mar 16, 2027 | Common Stock | 90,000 | 90,000 | D |
Explanation of responses
- F1Represents a transaction involving a disposition to the Company of equity securities upon the vesting of restricted stock whereby the reporting person used a portion of the shares that vested to satisfy the resulting tax withholding obligations.
- F2This number includes restricted stock awards.
- F3On April 19, 2010, the reporting person was granted an option to purchase 20,200 shares of Common Stock. The option vests in three annual installments of 6,733 shares on April 19, 2011, 6,733 shares on April 19, 2012 and 6,734 shares on April 19, 2013.
- F4On April 18, 2011, the reporting person was granted an option to purchase 31,483 shares of Common Stock. The option vests in three annual installments of 10,495 shares on April 18, 2012, 10,494 shares on April 18, 2013 and 10,494 shares on April 18, 2014.
- F5On March 29, 2012, the reporting person was granted an option to purchase 36,995 shares of Common Stock. The option vests in three annual installments of 12,331 shares on March 29, 2013, 12,332 shares on March 29, 2014 and 12,332 shares on March 29, 2015.
- F6On March 15, 2013, the reporting person was granted an option to purchase 9,301 shares of the Company's Common Stock. The option vests in three annual installments of 3,101 shares on March 15, 2014, 3,100 shares on March 15, 2015 and 3,100 shares on March 15, 2016.
- F7On September 1, 2016, the reporting person was granted an option to purchase 86,019 shares of the Company's Common Stock. The option vests in three annual installments of 28,673 shares on each of September 1, 2017, September 1, 2018 and September 1, 2019.
- F8On March 16, 2017, the reporting person was granted an option to purchase 90,000 shares of the Company's Common Stock. The option vests in three annual installments of 30,000 shares on each of March 16, 2018, March 16, 2019 and March 16, 2020.