SEC Form 4 · accession 0000883943-18-000038
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia L Perket
Officer — SVP, Merchandising
Period of report
Mar 25, 2018
Accepted (ET)
Mar 26, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 25, 2018 | F | 396 | $1.01 | D | 30,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $2.67 | holding | — | — | — | Nov 28, 2012 | Nov 28, 2021 | Common Stock | 5,072 | 5,072 | D |
| Employee Stock Option (Right to Buy)F4 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 8,654 | 8,654 | D |
| Employee Stock Option (Right to Buy)F5 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 4,366 | 4,366 | D |
| Employee Stock Option (Right to Buy)F6 | $2.12 | holding | — | — | — | Sep 1, 2017 | Sep 1, 2026 | Common Stock | 43,009 | 43,009 | D |
| Employee Stock Option (Right to Buy)F7 | $1.35 | holding | — | — | — | Feb 24, 2018 | Feb 24, 2027 | Common Stock | 25,000 | 25,000 | D |
| Employee Stock Option (Right to Buy)F8 | $1.28 | holding | — | — | — | Mar 16, 2018 | Mar 16, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Represents a transaction involving a disposition to the Company of equity securities upon the vesting of restricted stock whereby the reporting person used a portion of the shares that vested to satisfy the resulting tax withholding obligations.
- F2This number includes restricted stock awards.
- F3Option granted on November 28, 2011 and is fully vested.
- F4Option granted on March 29, 2012 and is fully vested.
- F5Option granted on March 15, 2013 and is fully vested.
- F6Option granted on September 1, 2016. The option is exercisable in three annual installments. The first installment of 14,337 became exercisable on September 1, 2017, and the next two installments of 14,336 each become exercisable on September 1, 2018 and September 1, 2019.
- F7Option granted on February 24, 2017. The option vests in three annual installments of 8,334 shares on February 24, 2018; 8,333 shares on February 24, 2019; and 8,333 shares on February 24, 2020.
- F8Option granted on March 16, 2017. The option vests in three annual installments of 25,000 shares on each of March 16, 2018, March 16, 2019 and March 16, 2020.