SEC Form 4 · accession 0000883943-17-000128
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke Komarek
Officer — SVP, General Counsel
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 1, 2017 | F | 1,321 | $1.29 | D | 75,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $13.31 | holding | — | — | — | Oct 30, 2008 | Oct 30, 2017 | Common Stock | 6,000 | 6,000 | D |
| Employee Stock Option (Right to Buy)F5 | $10.56 | holding | — | — | — | Apr 14, 2009 | Apr 14, 2018 | Common Stock | 7,500 | 7,500 | D |
| Employee Stock Option (Right to Buy)F6 | $4.18 | holding | — | — | — | Apr 13, 2010 | Apr 13, 2019 | Common Stock | 35,000 | 35,000 | D |
| Employee Stock Option (Right to Buy)F7 | $10.80 | holding | — | — | — | Apr 19, 2011 | Apr 19, 2020 | Common Stock | 21,200 | 21,200 | D |
| Employee Stock Option (Right to Buy)F8 | $6.28 | holding | — | — | — | Apr 18, 2012 | Apr 18, 2021 | Common Stock | 26,236 | 26,236 | D |
| Employee Stock Option (Right to Buy)F9 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 35,749 | 35,749 | D |
| Employee Stock Option (Right to Buy)F10 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 9,039 | 9,039 | D |
| Employee Stock Option (Right to Buy)F11 | $2.12 | holding | — | — | — | Sep 1, 2017 | Sep 1, 2026 | Common Stock | 86,019 | 86,019 | D |
| Employee Stock Option (Right to Buy)F12 | $1.28 | holding | — | — | — | Mar 16, 2018 | Mar 16, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Represents a transaction involving a disposition to the Company of equity securities upon the vesting of restricted stock whereby the reporting person used a portion of the shares that vested to satisfy the resulting tax withholding obligations.
- F10On March 15, 2013, the reporting person was granted an option to purchase 9,039 shares of the Company's Common Stock. The option vests in three annual installments of 3,013 shares on each of March 15, 2014, March 15, 2015 and March 15, 2016.
- F11On September 1, 2016, the reporting person was granted an option to purchase 86,019 shares of the Company's Common Stock. The option vests in three annual installments of 28,673 shares on each of September 1, 2017, September 1, 2018 and September 1, 2019.
- F12On March 16, 2017, the reporting person was granted an option to purchase 75,000 shares of the Company's Common Stock. The option vests in three annual installments of 25,000 shares on each of March 16, 2018, March 16, 2019 and March 16, 2020.
- F2This number includes restricted stock awards.
- F3The number of shares reported as beneficially owned has been adjusted to reflect an increase in shares held as a result of an amended Form 4 filed May 30, 2017.
- F4On October 30, 2007, the reporting person was granted an option to purchase 6,000 shares of Common Stock. The option vests equally in three annual installments beginning on October 30, 2008.
- F5On April 14, 2008, the reporting person was granted an option to purchase 7,500 shares of Common Stock. The option vests equally in three annual installments beginning on April 14, 2009.
- F6On April 13, 2009, the reporting person was granted an option to purchase 35,000 shares of Common Stock. The option vests equally in five annual installments of 7,000 shares beginning on April 13, 2010.
- F7On April 19, 2010, the reporting person was granted an option to purchase 21,200 shares of Common Stock. The option vests in three annual installments of 7,066 shares on April 19, 2011, 7,067 shares on April 19, 2012 and 7,067 shares on April 19, 2013.
- F8On April 18, 2011, the reporting person was granted an option to purchase 26,236 shares of Common Stock. The option vests in three annual installments of 8,746 shares on April 18, 2012, 8,745 shares on April 18, 2013 and 8,745 shares on April 18, 2014.
- F9On March 29, 2012, the reporting person was granted an option to purchase 35,749 shares of Common Stock. The option vests in three annual installments of 11,917 shares on March 29, 2013, 11,916 shares on March 29, 2014 and 11,916 shares on March 29, 2015.