SEC Form 4 · accession 0000883943-17-000066

CHRISTOPHER & BANKS CORP · CBK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Monica L Dahl

Officer — SVP, CMO, Omni-Channel & PR

Period of report

Apr 7, 2017

Accepted (ET)

Apr 11, 2017 · 4:43 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000883943

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Apr 7, 2017	P	8,000	$1.3354	A	66,791	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$17.98	holding	—	—	—	Apr 18, 2008	Apr 18, 2017	Common Stock	12,600	12,600	D
Employee Stock Option (Right to Buy)^F4	$10.56	holding	—	—	—	Apr 14, 2009	Apr 14, 2018	Common Stock	15,000	15,000	D
Employee Stock Option (Right to Buy)^F5	$10.80	holding	—	—	—	Apr 19, 2011	Apr 19, 2020	Common Stock	20,200	20,200	D
Employee Stock Option (Right to Buy)^F6	$6.28	holding	—	—	—	Apr 18, 2012	Apr 18, 2021	Common Stock	31,483	31,483	D
Employee Stock Option (Right to Buy)^F7	$1.91	holding	—	—	—	Mar 29, 2013	Mar 29, 2022	Common Stock	36,995	36,995	D
Employee Stock Option (Right to Buy)^F8	$6.25	holding	—	—	—	Mar 15, 2014	Mar 15, 2023	Common Stock	9,301	9,301	D
Employee Stock Option (Right to Buy)^F9	$2.12	holding	—	—	—	Sep 1, 2017	Sep 1, 2026	Common Stock	86,019	86,019	D
Employee Stock Option (Right to Buy)^F10	$1.28	holding	—	—	—	Mar 16, 2018	Mar 16, 2027	Common Stock	90,000	90,000	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.33 to $1.34, inclusive. The reporting person will provide to the issuer, a security holder of the issuer or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10On March 16, 2017, the reporting person was granted an option to purchase 90,000 shares of the Company's Common Stock. The option vests in three annual installments of 30,000 shares on each of March 16, 2018, March 16, 2019 and March 16, 2020.
F2This number includes restricted stock awards.
F3On April 18, 2007, the reporting person was granted an option to purchase 12,600 shares of Common Stock. The option vests equally in three annual installments beginning on April 18, 2008.
F4On April 14, 2008, the reporting person was granted an option to purchase 15,000 shares of Common Stock. The option vests equally in three annual installments beginning on April 14, 2009.
F5On April 19, 2010, the reporting person was granted an option to purchase 20,200 shares of Common Stock. The option vests in three annual installments of 6,733 shares on April 19, 2011, 6,733 shares on April 19, 2012 and 6,734 shares on April 19, 2013.
F6On April 18, 2011, the reporting person was granted an option to purchase 31,483 shares of Common Stock. The option vests in three annual installments of 10,495 shares on April 18, 2012, 10,494 shares on April 18, 2013 and 10,494 shares on April 18, 2014.
F7On March 29, 2012, the reporting person was granted an option to purchase 36,995 shares of Common Stock. The option vests in three annual installments of 12,331 shares on March 29, 2013, 12,332 shares on March 29, 2014 and 12,332 shares on March 29, 2015.
F8On March 15, 2013, the reporting person was granted an option to purchase 9,301 shares of the Company's Common Stock. The option vests in three annual installments of 3,101 shares on March 15, 2014, 3,100 shares on March 15, 2015 and 3,100 shares on March 15, 2016.
F9On September 1, 2016, the reporting person was granted an option to purchase 86,019 shares of the Company's Common Stock. The option vests in three annual installments of 28,673 shares on each of September 1, 2017, September 1, 2018 and September 1, 2019.