SEC Form 4 · accession 0000883943-17-000031
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle Rice
Officer — SVP, Chief Stores Officer
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 14, 2017 | A | 1,384 | $0.00 | A | 30,879 | D | |
| Common StockF2 | Mar 14, 2017 | F | 539 | $1.23 | D | 30,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $10.80 | holding | — | — | — | Apr 19, 2011 | Apr 19, 2020 | Common Stock | 2,500 | 2,500 | D |
| Employee Stock Option (Right to Buy)F5 | $6.18 | holding | — | — | — | Dec 27, 2011 | Dec 27, 2020 | Common Stock | 14,400 | 14,400 | D |
| Employee Stock Option (Right to Buy)F6 | $6.28 | holding | — | — | — | Apr 18, 2012 | Apr 18, 2021 | Common Stock | 26,236 | 26,236 | D |
| Common StockF7 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 34,399 | 34,399 | D |
| Employee Stock Option (Right to Buy)F8 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 8,646 | 8,646 | D |
| Employee Stock Option (Right to Buy)F9 | $2.12 | holding | — | — | — | Sep 1, 2017 | Sep 1, 2026 | Common Stock | 86,019 | 86,019 | D |
Explanation of responses
- F1Reflects shares received as a result of the vesting of performance-based restricted stock units meeting certain performance criteria.
- F2This number includes restricted stock awards.
- F3Represents shares of the Company's common stock surrendered to the Company by the reporting person to satisfy tax withholding obligations upon vesting of performance-based restricted stock units and converted into shares of the Company's common stock.
- F4On April 19, 2010, the reporting person was granted an option to purchase 2,500 shares of Common Stock. The option vests in three annual installments of 833 shares on April 19, 2011, 833 shares on April 19, 2012 and 834 shares on April 19, 2013.
- F5On December 27, 2010, the reporting person was granted an option to purchase 14,400 shares of Common Stock. The option vests in three annual installments of 4,800 shares on each of December 27, 2011, December 27, 2012 and December 27, 2013.
- F6On April 18, 2011, the reporting person was granted an option to purchase 26,236 shares of Common Stock. The option vests in three annual installments of 8,746 shares on April 18, 2012, 8,745 shares on April 18, 2013 and 8,745 shares on April 18, 2014.
- F7On March 29, 2012, the reporting person was granted an option to purchase 34,399 shares of Common Stock. The option vests in three annual installments of 11,467 shares on March 29, 2013, 11,466 shares on March 29, 2014 and 11,466 shares on March 29, 2015.
- F8On March 15, 2013, the reporting person was granted an option to purchase 8,646 shares of the Company's Common Stock. The option vests in three annual installments of 2,882 shares on each of March 15, 2014, March 15, 2015 and March 15, 2016.
- F9On September 1, 2016, the reporting person was granted an option to purchase 86,019 shares of the Company's Common Stock. The option vests in three annual installments of 28,673 shares on each of September 1, 2017, September 1, 2018 and September 1, 2019.