SEC Form 4 · accession 0000883943-17-000030
CHRISTOPHER & BANKS CORP · CBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cindy J Stemper
Officer — SVP, CHRO
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 14, 2017 | A | 1,384 | $0.00 | A | 38,926 | D | |
| Common StockF2 | Mar 14, 2017 | F | 539 | $1.23 | D | 38,387 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $7.58 | holding | — | — | — | Sep 27, 2011 | Sep 27, 2020 | Common Stock | 17,250 | 17,250 | D |
| Employee Stock Option (Right to Buy)F5 | $6.28 | holding | — | — | — | Apr 18, 2012 | Apr 18, 2021 | Common Stock | 26,236 | 26,236 | D |
| Employee Stock Option (Right to Buy)F6 | $1.91 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 29,272 | 29,272 | D |
| Employee Stock Option (Right to Buy)F7 | $6.25 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 7,336 | 7,336 | D |
| Employee Stock Option (Right to Buy)F8 | $2.12 | holding | — | — | — | Sep 1, 2017 | Sep 1, 2026 | Common Stock | 86,019 | 86,019 | D |
Explanation of responses
- F1Reflects shares received as a result of the vesting of performance-based restricted stock units meeting certain performance criteria.
- F2This number includes restricted stock awards.
- F3Represents shares of the Company's common stock surrendered to the Company by the reporting person to satisfy tax withholding obligations upon vesting of performance-based restricted stock units and converted into shares of the Company's common stock.
- F4On September 27, 2010, the reporting person was granted an option to purchase 17,250 shares of Common Stock. The option vests equally in three annual installments beginning on September 27, 2011.
- F5On April 18, 2011, the reporting person was granted an option to purchase 26,236 shares of Common Stock. The option vests in three annual installments of 8,746 shares on April 18, 2012, 8,745 shares on April 18, 2013 and 8,745 shares on April 18, 2014.
- F6On March 29, 2012, the reporting person was granted an option to purchase 29,272 shares of Common Stock. The option vests in three annual installments of 9,758 shares on March 29, 2013, 9,757 shares on March 29, 2014 and 9,757 shares on March 29, 2015.
- F7On March 15, 2013, the reporting person was granted an option to purchase 7,336 shares of Common Stock. The option vests in three annual installments of 2,446 shares on March 15, 2014, 2,445 shares on March 15, 2015 and 2,445 shares on March 15, 2016.
- F8On September 1, 2016, the reporting person was granted an option to purchase 86,019 shares of the Company's Common Stock. The option vests in three annual installments of 28,673 shares on each of September 1, 2017, September 1, 2018 and September 1, 2019.