SEC Form 4/A · accession 0001225033-18-000013
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Norman C Chambers
Officer — Executive Chairman · Director
Period of report
Dec 15, 2017
Accepted (ET)
Jan 3, 2018 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Dec 15, 2017 | F | 37,989 | $19.30 | D | 443,516 | D | |
| Common Stock, $0.01 par valueF2 | Dec 15, 2017 | A | 19,837 | $0.00 | A | 463,353 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amended to disclose the true number of shares withheld to satisfy the insider's tax withholding obligation.
- F2The shares reported in this Amended Form 4 are part of an award of restricted stock units of which 11,902 shares were inadvertently not included in the initial Form 4 filed on December 18, 2017.