SEC Form 4 · accession 0001225033-17-000073
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Todd R Moore
Officer — EVP, Chief Legal & Compliance
Period of report
Dec 15, 2017
Accepted (ET)
Dec 18, 2017 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Dec 15, 2017 | A | 3,277 | $0.00 | A | 85,735 | D | |
| Common Stock, $0.01 par value | Dec 15, 2017 | F | 897 | $19.30 | D | 84,838 | D | |
| Common Stock, $0.01 par value | Dec 15, 2017 | A | 11,159 | $0.00 | A | 95,997 | D | |
| Common Stock, $0.01 par valueF2 | Dec 18, 2017 | S | 36,000 | $19.4267 | D | 59,997 | D | |
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 6,007 | I | NCI 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock received as a result of settlement of earned FY2015 PSUs.
- F2Represents the weighted average selling price for 36,000 shares sold within the range of $19.40 and $19.525. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Holdings calculated as of December 15, 2017.