SEC Form 4 · accession 0001225033-17-000062
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman C Chambers
Officer — Executive Chairman · Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Dec 14, 2017 | S | 4,900 | $19.5415 | D | 471,503 | D | |
| Common Stock, $0.01 par valueF2 | Dec 15, 2017 | S | 11,841 | $19.5034 | D | 459,662 | D | |
| Common Stock, $0.01 par valueF3 | Dec 15, 2017 | A | 21,843 | $0.00 | A | 481,505 | D | |
| Common Stock, $0.01 par value | Dec 15, 2017 | F | 9,164 | $19.30 | D | 472,341 | D | |
| Common Stock, $0.01 par value | Dec 15, 2017 | A | 7,935 | $0.00 | A | 480,276 | D | |
| Common Stock, $0.01 par valueF4 | holding | — | — | — | 26,394 | I | NCI 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average selling price for 4,900 shares sold within the range of $19.50 and $19.575. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average selling price for 11,841 shares sold within the range of $19.50 and $19.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Shares of common stock received as a result of settlement of earned FY2015 PSUs.
- F4Holdings calculated as of December 15, 2017.