SEC Form 4 · accession 0001225033-17-000036
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman C Chambers
Officer — Executive Chairman · Director
Period of report
Jul 20, 2017
Accepted (ET)
Jul 21, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | Jul 20, 2017 | S | 45,000 | $17.7442 | D | 476,403 | D | |
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 24,474 | I | NCI 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2017.
- F2Represents the weighted average selling price sold within the range of $17.65 and $17.85. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Holdings calculated as of July 20, 2017.