SEC Form 4/A · accession 0001225033-17-000019
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Katy Theroux
Officer — VP, Chief Human Resources
Period of report
Dec 15, 2016
Accepted (ET)
Apr 26, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Dec 15, 2016 | A | 2,606 | $0.00 | A | 39,199 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported in this amended Form 4 are part of an award of restricted stock units and were inadvertently not included in the initial Form 4 filed on December 16, 2016. The full award was reported and described in the Compensation Discussion & Analysis of the Company's most recent annual proxy statement filed with the SEC on January 25, 2017.