SEC Form 4 · accession 0001225033-17-000012
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman C Chambers
Officer — Chairman & CEO · Director
Period of report
Apr 25, 2017
Accepted (ET)
Apr 26, 2017 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | Apr 25, 2017 | S | 40,000 | $17.50 | D | 521,403 | D | |
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 25,613 | I | NCI 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 6, 2017.
- F2Includes 200 shares inadvertently omitted from prior reports.
- F3Holdings calculated as of April 25, 2017.