SEC Form 4 · accession 0001225033-16-000136
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark E Johnson
Officer — EVP, CFO & Treasurer
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par vlaueF1 | Dec 15, 2016 | A | 15,976 | $0.00 | A | 234,968 | D | |
| Common Stock, $0.01 par value | Dec 15, 2016 | F | 12,629 | $15.55 | D | 222,339 | D | |
| Common Stock, $0.01 par value | Dec 15, 2016 | A | 22,151 | $0.00 | A | 244,490 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock received as a result of settlement of earned FY2015 PSUs.