SEC Form 4 · accession 0001225033-16-000128
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bradley Scott Little
Officer — VP, Finance & CAO
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Dec 15, 2016 | A | 4,613 | $0.00 | A | 26,644 | D | |
| Common Stock, $0.01 par value | Dec 15, 2016 | F | 3,447 | $15.55 | D | 23,197 | D | |
| Common Stock, $0.01 par value | Dec 15, 2016 | A | 5,212 | $0.00 | A | 28,409 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock received as a result of settlement of earned FY2014 and FY2015 PSUs.